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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-25
NY RA APPROVED 2024-12-16
  • NJ RA
    APPROVED
    Since 2026-06-25
  • NY RA
    APPROVED
    Since 2024-12-16

Branch Locations

Englewood Cliffs, NJ • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New 2Nd Capital New York NY 01/2017 10/2017
Neuberger Berman New York NY 10/2017 Present
Job Search/Unemployed New York NY 09/2016 12/2016
  • 01/2017 → 10/2017
    New 2Nd Capital
    New York, NY
  • 10/2017 → Present
    Neuberger Berman
    New York, NY
  • 09/2016 → 12/2016
    Job Search/Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-13
S63 Uniform Securities Agent State Law Examination 2010-12-20
  • S66 Uniform Combined State Law Examination
    2024-12-13
  • S63 Uniform Securities Agent State Law Examination
    2010-12-20
Other Names
  • Victor Ko
  • Him Victor Ko

View on SEC IAPD

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