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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command | Killeen | TX | 10/2013 | 12/2016 |
| Investment Centers Of America, Inc. | Hillsboro | TX | 01/2017 | 11/2017 |
| Lpl Financial Llc | Hillsboro | TX | 11/2017 | Present |
1. 11/29/2017 - BCM CAPITAL LLC - Investment Related - Killeen, TX - Real Estate Rental - Owner - Start Date 7/2016. 2. 11/29/2017 - No Business Name - Not Investment Related - NOTARY PUBLIC - NOTARY- Start Date 8/2017. 3. 8/31/2018 - Citizens Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2017 - 50 Hours Per Month/325 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-10 |
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