Luis Carrizosa

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2021-02-24
TX	RA	APPROVED_RES	2018-10-10
CT	RA	APPROVED	2018-04-03

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2021-02-24
TX RA
APPROVED_RES

Since 2018-10-10
CT RA
APPROVED

Since 2018-04-03

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2017	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2016	09/2017
Unemployed	West New York	NJ	07/2016	09/2016

09/2017 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2016 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2016 → 09/2016

Unemployed

West New York, NJ

Other Businesses

I*6294 Entity Type; HOA, Co-op, Freehold Name of outside business organization: Carrington Condominiums- Rental Property Investment related: No Address of business: Maitland, Florida 32751 Position, title, association: Co-owner with other family members Start date of relationship: 9/1/2016 Number of hours devoted: 1 hr mthly Number of hours devoted during trading hours: 0 Duties: Co-owner of rental property I*934304 Entity Type: Rental Property Name of outside business organization: Rental Property 1 Investment related: No Address of business: North Bergen, New Jersey, 07047 Position, title, association: Sole owner Start date of relationship: 8/15/2022 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*: 2929265 Entity Type: For Profit Name of OBA: FCB10 Inc Address: Nutley, NJ 07110 Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: rental propertyowner

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-02
S63	Uniform Securities Agent State Law Examination	2012-02-02

S65 Uniform Investment Adviser Law Examination

2018-04-02
S63 Uniform Securities Agent State Law Examination

2012-02-02

Other Names

Luis Enrique Carrizosa

View on SEC IAPD