Jason Smith

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-06-18

GA RA
APPROVED

Since 2020-06-18

Branch Locations

Alpharetta, GA • United States

1 Primerica Parkway, Duluth, GA 30099 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	08/2010	04/2018
E*Trade Clearing Llc	Alpharetta	GA	09/2012	04/2018
Peachtree Planning	Sandy Springs	GA	08/2018	10/2018
Primerica Financial Services	Duluth	GA	10/2018	Present
Unemployed	Alpharetta	GA	04/2018	08/2018

08/2010 → 04/2018

E*Trade Securities Llc

Alpharetta, GA
09/2012 → 04/2018

E*Trade Clearing Llc

Alpharetta, GA
08/2018 → 10/2018

Peachtree Planning

Sandy Springs, GA
10/2018 → Present

Primerica Financial Services

Duluth, GA
04/2018 → 08/2018

Unemployed

Alpharetta, GA

Other Businesses

Management/Operations of investment-related products. Jason Smith/Voice-Over-Recording; Non-investment-related; Alpharetta GA; Voice-Over-Recording Work; Voice Actor; Started 01/01/2015 - 01/2018; 1-2 hours per month; 0 hours during securities trading hours; Professional voice over work, script reading, reading copy for marketing purposes, done on a freelance, per job basis

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-16
S63	Uniform Securities Agent State Law Examination	2010-09-20

S66 Uniform Combined State Law Examination

2020-03-16
S63 Uniform Securities Agent State Law Examination

2010-09-20

Other Names

Jason William Smith

View on SEC IAPD