Dominic Anthony Oteri

Current Employers

Employment History

• 09/2013 → Present
  Lpl Financial Llc
  Media, PA
• 03/2016 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1. 9/13/2013: Financial Planning Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 5/31/2016: Financial Planning Associates, LLC - DBA: FPA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/13/2013 - 40 Hours Per Month During Securities Trading. 3. 11/1/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/14/2014 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/1/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/30/2017 - Private Advisor Group - DBA: (Hybrid) FPA Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/14/2014 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/29/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/06/2021 - FPA Benefits - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 12/16/2021 - Private Advisor Group - DBA: (Hybrid) FPA Benefits - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 12/01/2021 - 5 Hours Per Month/0 Hours During Securities Trading. 7. 02/13/2023 - One Resource Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 07/01/2022 - 2 Hours Per month/1 Hour During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-26
• S63 Uniform Securities Agent State Law Examination
  2010-09-07

Designations