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Omar Javed Nasir

Pierpont Investment Group, LLC

Ontario, CA

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Current Employers
Pierpont Investment Group, Llc

3200 Guasti Road Suite 100, Ontario, CA 91761 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-05-05
  • CA RA
    APPROVED
    Since 2011-05-05

Branch Locations

3200 Guasti Road Suite 100, Ontario, CA 91761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pierpont Investment Group, Llc Ontario CA 04/2011 Present
Previous Registrations
  • 2006-08-29 → 2011-04-21
    Td Ameritrade, Inc.
    Fort Worth, TX
    Upland, CA
    Fort Worth, TX
  • 2006-08-29 → 2011-04-21
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-28
S63 Uniform Securities Agent State Law Examination 2006-06-13
  • S66 Uniform Combined State Law Examination
    2006-08-28
  • S63 Uniform Securities Agent State Law Examination
    2006-06-13
Other Names
  • Omar Jared Nasir

View on SEC IAPD

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