Richard Joseph Fisher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 03/2019
  D.A. Davidson & Co.
  Eugene, OR
• 03/2019 → Present
  Lpl Financial, Llc
  Eugene, OR

Previous Registrations

• 2012-11-21 → 2019-03-21
  D.A. Davidson & Co.
  Eugene, OR
• 2010-10-22 → 2012-11-06
  Morgan Stanley
  Eugene, OR

Other Businesses

1) 02/2016 - Real Estate Rental - Condo Rental - 101 S. Players Club Dr., # 7204, Tucson, AZ 85745 - 0% - INVESTMENT RELATED - TUCSON, AZ 85745 2) 02/2019 - MUSICIAN - RICHARD FISHER - 12HRS/MO - NOT INVESTMENT RELATED - EUGENE, OR. 3) 1/2/2020 - Albano-Fisher Advisors - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/15/2020 - 2 Hours Per Month/0 Hours During Securities Trading. 4) 6/22/2021 - No Business Name - Investment Related - Yachats, OR 97498 - Real Estate Rental - Start Date: 5/24/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Plan to use personally, lend to family and friends and also rent to the public.

Exams

• S66 Uniform Combined State Law Examination
  2010-10-11