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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-14 |
| CA | RA | APPROVED | 2017-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Newport Beach | CA | 01/2024 | Present |
| Informa Research Service | Calabasas | CA | 12/2010 | 09/2020 |
| Health Insurance | Tujunga | CA | 03/2011 | 09/2020 |
| Transamerica Financial Advisors, Inc | Newport Beach | CA | 01/2012 | Present |
| Torabian Business Management, Inc. | Tujunga | CA | 04/2016 | 01/2024 |
| Ihss | Chatsworth | CA | 01/2024 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc IHSS POSITION: Care Provider NATURE: In-Home Healthcare Services INVESTMENT RELATED: No NUMBER OF HOURS: 74 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2024 ADDRESS: 21615 Plummer St., Chatsworth CA 91311, United States DESCRIPTION: In-Home Support Services provides healthcare services to the elderly. Through this organization, I will be providing in-home care to my father.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-18 |
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