Best Investors
Account
Sign in
CRD 5832453
Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-06-28 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States
4158 South Harvard Ave Suite E-2, Tulsa, OK 74135 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smiley Elmore & Assoc. | Tulsa | OK | 04/2004 | 03/2017 |
| Hilltop Securities Independent Network Inc. | Tulsa | OK | 09/2010 | 03/2017 |
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 03/2017 | Present |
1)SMILEY ELMORE AND ASSOCIATES - NOT INVESTMENT RELATED -SELLING PROPERTY AND CASUALTY INSURANCE . BROKER. STARTED DATE 06/01/2014. 16 TOTAL/MONTH. 12 HRS DURING BSNSS HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-23 |
Reach out to this advisor