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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2020-11-12 |
Branch Locations
650 J Street, Suite 405 Mill Towne Building, Lincoln, NE 68508 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horace Mann | Springfield | IL | 08/2010 | 02/2019 |
| First Allied Securities, Inc | San Diego | CA | 08/2019 | 09/2022 |
| Crosslink Insurance Group | Lincoln | NE | 03/2019 | Present |
| First Allied Advisory Services, Inc. | San Diego | CA | 09/2019 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Lincoln | NE | 09/2022 | Present |
| Jim Budde & Associates | Lincoln | NE | 01/2026 | Present |
1) Insurance; Agent; Insurance(Fixed/Life/Health/P&C); Start date 03/01/2019; 12 hours per month. 2) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: OFFICE SUB-LEASE; START DATE: 1/2000; POSITION/TITLE/RELATIONSHIP: N/A; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COLLECT RENT CHECKS TO MAKE A SINGLE MONTHLY PAYMENT TO BUILDING OWNER; 3) NAME OF OTHER BUSINESS: JIM BUDDE & ASSOCIATES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-31 |
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