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100 North Broadway, Albert Lea, MN 56007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-05-06 |
Branch Locations
1111 Washington Ave, Suite115, Golden, CO 80401 • United States
100 North Broadway, Albert Lea, MN 56007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village | CO | 11/2010 | 12/2019 |
| Empower Retirement | Greenwood Village | CO | 10/2010 | 12/2019 |
| Advised Asset Group, Llc | Greenwood Village | CO | 08/2017 | 12/2019 |
| American United Life | Greenwood Village | CO | 12/2019 | 01/2025 |
| Oneamerica Securities | Greenwood Village | CO | 01/2020 | 01/2025 |
| Voya Financial Partners, Llc | Parker | CO | 01/2025 | 04/2025 |
| Rental Property | Pueto Vallarta | 01/2025 | Present | |
| Voya | Parker | CO | 01/2025 | 04/2025 |
| Intellicents Investment Solutions | Golden | CO | 04/2025 | Present |
Rental Property; Not investment related; 888 Brannan St. San Francisco, CA 94103; Condo rental in Puerto Vallarta, MX; Owner; 01/01/2025 ; 0 hour per month; 0 hours per month during trading hours; Condo listed through Airbnb.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-13 |
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