Brandon Todd Lee

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2013 → 10/2017
  Lawing Financial, Inc.
  Overland Park, KS
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2013-09-30 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Springfield, MO

Other Businesses

1)PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 12/2021, 10 hrs./mo., 10 hrs. during trading hours; sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 2) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-28
• S63 Uniform Securities Agent State Law Examination
  2010-09-07

Designations

• Certified Financial Planner

Other Names

• Brandon Lee