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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-11-13
AZ RA APPROVED 2019-11-07
TX RA APPROVED_RES 2019-11-07
  • CO RA
    APPROVED
    Since 2019-11-13
  • AZ RA
    APPROVED
    Since 2019-11-07
  • TX RA
    APPROVED_RES
    Since 2019-11-07

Branch Locations

14624 N Scottsdale Rd Ste 100, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Scottsdale AZ 09/2010 11/2016
Wells Fargo Clearing Services, Llc Scottsdale AZ 11/2016 11/2019
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 11/2019 Present
Previous Registrations
Other Businesses

NWC PLANNING CORP, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 5/31/2019, 2 HOURS PER MONTH, 0 HOURS DURING TRADING, FOR FINET PRACTICE.| BUCKMAN AND CORNING FINANCIAL STRATEGIES GROUP LLC, INV RELATED, SCOTTSDALE, AZ, 49.9% OWNERSHIP, START 6/5/2019, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. | THE WORKING MOMMY'S MANUAL PODCAST, NOT INVT RELATED, CAVE CREEK, AZ, 100% OWNERSHIP, START DATE 4/4/2019, 6 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE PODCAST ABOUT ISSUES FACING WORKING MOTHERS.| THE CARE FUND; NOT INV RELATED; SCOTTSDALE, AZ; PROVIDE MORTGAGE AND RENTAL ASSISTANCE TO FAMILIES WITH CRITICALLY ILL CHILDREN; TREASURER; START DATE 02/28/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING| FICTION BOOK; INV RELATED; SCOTTSDALE, AZ; AUTHOR; START DATE 02/25/2025; 25 HOURS PER MONTH; 0 HOURS DURING TRADING CORNING GP, LLC; INV RELATED;SCOTTSDALE,AZ; PARTNERSLLC/MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 06/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Designations
  • Certified Financial Planner
Other Names
  • Nicole Whitcomb Winbourne
  • Nicky Winbourne
  • Nicole Whitcomb Corning

View on SEC IAPD

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