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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-11-13 |
| AZ | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED_RES | 2019-11-07 |
Branch Locations
14624 N Scottsdale Rd Ste 100, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 11/2019 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 11/2019 | Present |
NWC PLANNING CORP, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP WITH SPOUSE, START 5/31/2019, 2 HOURS PER MONTH, 0 HOURS DURING TRADING, FOR FINET PRACTICE.| BUCKMAN AND CORNING FINANCIAL STRATEGIES GROUP LLC, INV RELATED, SCOTTSDALE, AZ, 49.9% OWNERSHIP, START 6/5/2019, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. | THE WORKING MOMMY'S MANUAL PODCAST, NOT INVT RELATED, CAVE CREEK, AZ, 100% OWNERSHIP, START DATE 4/4/2019, 6 HRS PER MONTH, 0 HRS DURING TRADING, PROVIDE PODCAST ABOUT ISSUES FACING WORKING MOTHERS.| THE CARE FUND; NOT INV RELATED; SCOTTSDALE, AZ; PROVIDE MORTGAGE AND RENTAL ASSISTANCE TO FAMILIES WITH CRITICALLY ILL CHILDREN; TREASURER; START DATE 02/28/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING| FICTION BOOK; INV RELATED; SCOTTSDALE, AZ; AUTHOR; START DATE 02/25/2025; 25 HOURS PER MONTH; 0 HOURS DURING TRADING CORNING GP, LLC; INV RELATED;SCOTTSDALE,AZ; PARTNERSLLC/MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 06/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-29 |
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