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Jeffrey Thomas Frederickson

Ubs Financial Services Inc.

San Jose, CA

Austin, TX

South Lake Tahoe, CA

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-07-10
CA RA APPROVED 2018-02-15
TX RA APPROVED 2018-02-14
  • NV RA
    APPROVED
    Since 2023-07-10
  • CA RA
    APPROVED
    Since 2018-02-15
  • TX RA
    APPROVED
    Since 2018-02-14

Branch Locations

355 Santana Row Suite 2050, San Jose, CA 95128 • United States

Austin, TX • United States

South Lake Tahoe, CA • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 07/2013 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 02/2018
Ubs Financial Services Inc. San Jose CA 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Other Names
  • Jeff Frederickson
  • Jeffrey Thomas Frederickson
  • Jeffrey Frederickson

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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