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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-30 |
| CA | RA | APPROVED | 2022-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | La Habra | CA | 09/2002 | 06/2018 |
| J.P. Morgan Securities Llc | La Habra | CA | 10/2012 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fontana | CA | 07/2022 | Present |
| J.P. Morgan Securities Llc | Fullerton | CA | 06/2018 | 07/2019 |
| J.P. Morgan Securities Llc | Irvine | CA | 07/2019 | 02/2022 |
| Unemployed | West Covina | CA | 03/2022 | 07/2022 |
| Bank Of America, N.A. | Fontana | CA | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-07 |
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