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James T Apgar

J.P. Morgan Securities LLC

Roseville, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-04-06
  • CA RA
    APPROVED
    Since 2021-04-06

Branch Locations

1800 Douglas Blvd, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Roseville CA 10/2012 06/2020
Jpmc Bank Na (Southwest) Roseville CA 12/2006 Present
J.P. Morgan Securities Llc Roseville CA 02/2021 Present
Previous Registrations
  • 2015-06-29 → 2020-07-28
    J.P. Morgan Securities Llc
    El Dorado Hills, CA
    Fair Oaks, CA
    Citrus Heights, CA
    Sacramento, CA
    Sacramento, CA
    West Sacramento, CA
    Citrus Heights, CA
    Sacramento, CA
    Sacramento, CA
    Citrus Heights, CA
    Roseville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S66 Uniform Combined State Law Examination
    2015-05-29
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15

View on SEC IAPD

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