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Atlanta, GA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
| MO | RA | APPROVED | 2020-05-29 |
Branch Locations
Atlanta, GA • United States
Kansas City, MO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-22 |
| MO | RA | APPROVED | 2018-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tandem Financial Guidance, Llc | Kansas City | MO | 01/2015 | Present |
| Cimarron Lumber & Supply Co | Kansas City | MO | 04/2015 | 12/2016 |
| Zeider'S Enterprises, Inc. | Woodbridge | VA | 01/2017 | 07/2022 |
| Smartpath Advisor, Llc | Atlanta | GA | 03/2020 | Present |
| Tandem Tax & Accounting, Llc | Kansas City | MO | 01/2017 | Present |
Name of the other business: Tandem Financial Guidance, LLC Investment-related: Yes Address of the other business: 627 E 73rd Ter, Kansas City, MO 64131 Nature of the other business: Tandem Financial Guidance, LLC is a financial planning and investment management firm Position/title: President and CCO Start date: January 2015 Approximate number of hours per month: 80 Approximate number of hours per month during securities trading hours: 80 Duties: Providing financial planning and investment management services Name of the other business: Tandem Tax & Accounting, LLC Investment-related: No Address of the other business: 627 E 73rd Ter, Kansas City, MO 64131 Nature of the other business: Tandem Tax & Accounting, LLC is a tax preparation and bookkeeping service Position/title: President Start date: January 2017 Approximate number of hours per month: This is a seasonal business and account for approximately 40 hours per month during tax season Approximate number of hours per month during securities trading hours: 40 Duties: Providing tax preparation and bookkeeping services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-08 |
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