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Current Employers
Smartpath Advisors

Atlanta, GA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
MO RA APPROVED 2020-05-29
  • TX RA
    APPROVED
    Since 2021-01-04
  • MO RA
    APPROVED
    Since 2020-05-29

Branch Locations

Atlanta, GA • United States

Kansas City, MO • United States

Tandem Financial Guidance, Llc

Kansas City, MO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-22
MO RA APPROVED 2018-01-23
  • TX RA
    APPROVED_RES
    Since 2020-05-22
  • MO RA
    APPROVED
    Since 2018-01-23

Branch Locations

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tandem Financial Guidance, Llc Kansas City MO 01/2015 Present
Cimarron Lumber & Supply Co Kansas City MO 04/2015 12/2016
Zeider'S Enterprises, Inc. Woodbridge VA 01/2017 07/2022
Smartpath Advisor, Llc Atlanta GA 03/2020 Present
Tandem Tax & Accounting, Llc Kansas City MO 01/2017 Present
  • 01/2015 → Present
    Kansas City, MO
  • 04/2015 → 12/2016
    Cimarron Lumber & Supply Co
    Kansas City, MO
  • 01/2017 → 07/2022
    Zeider'S Enterprises, Inc.
    Woodbridge, VA
  • 03/2020 → Present
    Smartpath Advisor, Llc
    Atlanta, GA
  • 01/2017 → Present
    Tandem Tax & Accounting, Llc
    Kansas City, MO
Previous Registrations
Other Businesses

Name of the other business: Tandem Financial Guidance, LLC Investment-related: Yes Address of the other business: 627 E 73rd Ter, Kansas City, MO 64131 Nature of the other business: Tandem Financial Guidance, LLC is a financial planning and investment management firm Position/title: President and CCO Start date: January 2015 Approximate number of hours per month: 80 Approximate number of hours per month during securities trading hours: 80 Duties: Providing financial planning and investment management services Name of the other business: Tandem Tax & Accounting, LLC Investment-related: No Address of the other business: 627 E 73rd Ter, Kansas City, MO 64131 Nature of the other business: Tandem Tax & Accounting, LLC is a tax preparation and bookkeeping service Position/title: President Start date: January 2017 Approximate number of hours per month: This is a seasonal business and account for approximately 40 hours per month during tax season Approximate number of hours per month during securities trading hours: 40 Duties: Providing tax preparation and bookkeeping services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-08
  • S65 Uniform Investment Adviser Law Examination
    2010-09-08

View on SEC IAPD

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