Stephen Robert Johnson

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2022
  Gerstein Fisher
  New York, NY
• 02/2016 → 11/2016
  Gfa Securities, Llc
  New York, NY
• 11/2016 → 01/2024
  People's Securities, Inc.
  New York, NY
• 11/2016 → 01/2024
  People's United Advisors, Inc.
  New York, NY
• 01/2024 → Present
  Cwm, Llc
  Omaha, NE
• 01/2024 → Present
  Gold Family Wealth
  Westport, CT
• 04/2022 → 01/2024
  M&T Bank/Wilmington Trust
  Wilmington, DE

Previous Registrations

• 2018-04-03 → 2022-12-31
  People'S United Advisors, Inc.
  New York, NY
• 2016-11-03 → 2020-03-31
  People'S Securities, Inc.
  Bridgeport, CT
  Bridgeport, CT
  New York, NY
  Bridgeport, CT
  Bridgeport, CT
• 2016-03-22 → 2016-11-29
  Gerstein Fisher
  New York, NY
• 2011-11-11 → 2016-03-03
  Msi Financial Services, Inc.
  Greenwich, CT
  Shelton, CT
  Shelton, CT
  Stamford, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-11-10
• S63 Uniform Securities Agent State Law Examination
  2010-09-29

Other Names

• Stephen Robert Johnson