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Benjamin Michael Johns

Wells Fargo Advisors Financial Network, LLC

Sarasota, FL

CRD 5830449

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-06
TX RA APPROVED 2022-09-02
  • FL RA
    APPROVED
    Since 2022-09-06
  • TX RA
    APPROVED
    Since 2022-09-02

Branch Locations

238 S Washington Blvd, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Clearwater FL 08/2010 09/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2016
Wells Fargo Advisors, Llc Clearwater FL 09/2016 11/2016
Wells Fargo Clearing Services, Llc Clearwater FL 11/2016 09/2022
Wells Fargo Advisors Financial Network, Llc Bradenton FL 09/2022 Present
Previous Registrations
Other Businesses

JOHNS FINANCIAL, LLC, INV RELATED, BRADENTON, FL, 100% OWNERSHIP, START 9/2/2022, 240 HOURS PER MONTH, 240 HOURS DURING TRADING, FINET PRACTICE.| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS RENTAL PROPERTY - 27395 WAYAH RD; INV RELATED ; TOPTON, NC; 33.33% OWNERSHIP; START DATE: 07/01/2026; 4.33 HRS PER MONTH; ZERO HOURS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-29
  • S66 Uniform Combined State Law Examination
    2010-10-29

View on SEC IAPD

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