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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-09-06 |
| TX | RA | APPROVED | 2022-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Clearwater | FL | 08/2010 | 09/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2016 |
| Wells Fargo Advisors, Llc | Clearwater | FL | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Clearwater | FL | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bradenton | FL | 09/2022 | Present |
JOHNS FINANCIAL, LLC, INV RELATED, BRADENTON, FL, 100% OWNERSHIP, START 9/2/2022, 240 HOURS PER MONTH, 240 HOURS DURING TRADING, FINET PRACTICE.| CAPSTAN INSURANCE CONSULTING LLC; INV RELATED; SARASOTA, FL; AGENT; START 06/16/2025; 5 HOURS PER MONTH; 5 HOURS DURING TRADING HOURS; PROCESS FINET APPROVED OUTSIDE INSURANCE RELATED BUSINESS RENTAL PROPERTY - 27395 WAYAH RD; INV RELATED ; TOPTON, NC; 33.33% OWNERSHIP; START DATE: 07/01/2026; 4.33 HRS PER MONTH; ZERO HOURS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-29 |
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