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Jacob Daniel Dubose

Pivot Planning, LLC

Highlands Ranch, CO

CRD 5098530

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Employer firm

Pivot Planning, LLC CRD 340094

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pivot Planning, Llc

Highlands Ranch, CO • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-16
CO RA APPROVED 2026-03-24
  • TX RA
    APPROVED_RES
    Since 2026-04-16
  • CO RA
    APPROVED
    Since 2026-03-24

Branch Locations

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Lewisville TX 06/2007 03/2017
Tiaa-Cref Individual & Institutional Services, Llc Lewisville TX 06/2007 03/2017
Personal Capital Advisors San Francisco CA 06/2017 03/2018
Personal Capital Advisors Denver CO 03/2018 04/2023
Empower Advisory Group, Llc Greenwood Village CO 04/2023 09/2023
Savvy New York NY 09/2023 03/2026
Pivot Planning, Llc Highlands Ranch CO 11/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-21
S63 Uniform Securities Agent State Law Examination 2006-05-10
  • S65 Uniform Investment Adviser Law Examination
    2011-11-21
  • S63 Uniform Securities Agent State Law Examination
    2006-05-10
Designations
  • Certified Financial Planner
Other Names
  • Jake Dubose
  • Jake Daniel Dubose

View on SEC IAPD

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