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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-19 |
| IN | RA | APPROVED | 2019-09-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Kokomo | IN | 04/2015 | 09/2019 |
| Raymond James Financial Services, Inc. | Kokomo | IN | 09/2019 | Present |
| Raymond James Financial Services Advisors Inc. | Kokomo | IN | 09/2019 | Present |
| First Farmers Bank And Trust | Kokomo | IN | 09/2019 | Present |
| First Farmers Investment Group | Kokomo | IN | 09/2019 | Present |
(1)Name of Business: First Farmers Bank and Trust Address: 400 W Sycamore St, Kokomo, IN, 46901, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 09/06/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2)Name of Business: First Farmers Investment Group Address: 400 W Sycamore St, Kokomo, IN, 46901, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/06/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Buy and sell investments. Financial Planning.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-24 |
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