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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-29 |
| MD | RA | APPROVED | 2025-01-29 |
| TX | RA | APPROVED_RES | 2018-10-04 |
Branch Locations
2228 Albert Pike Rd. Ste R, Hot Springs, AR 71913 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hot Springs | AR | 05/2014 | 10/2018 |
| Lpl Financial, Llc | Hot Springs | AR | 10/2018 | Present |
1)10/3/18- Aspire Wealth Builders- DBA for LPL Business (entity for LPL business)- Inv. Related- Hot Springs, AR - 100% 2)10/3/18-Act in a Fiduciary Capacity- Guardian- Inv. Related- Hot Springs, AR - start date 11/16/15- 5hrs/mth- 70%. 3) 3/31/2020 - ASA Group - Investment Related - At Reported Business Location(s) - Insurance Agency - 4 Hours Per Month During Securities Trading. 4) 12/23/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 01/02/2006 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-23 |
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