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Daniel R Frey

Key Investment Services LLC

Brooklyn, OH

Old Saybrook, CT

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-01-03
  • CT RA
    APPROVED
    Since 2017-01-03

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

20 Main Street, Old Saybrook, CT 06475 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Branford CT 09/2015 09/2016
Lpl Financial 4707 Executive Drive CA 09/2015 09/2016
Key Investment Services Llc Manchester CT 09/2016 01/2017
Keybank Branford CT 09/2016 Present
Key Investment Services Llc Manchester CT 01/2017 Present
  • 09/2015 → 09/2016
    First Niagara Bank
    Branford, CT
  • 09/2015 → 09/2016
    Lpl Financial
    4707 Executive Drive, CA
  • 09/2016 → 01/2017
    Key Investment Services Llc
    Manchester, CT
  • 09/2016 → Present
    Keybank
    Branford, CT
  • 01/2017 → Present
    Key Investment Services Llc
    Manchester, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-08
  • S66 Uniform Combined State Law Examination
    2013-04-08

View on SEC IAPD

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LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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