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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-03
  • PA RA
    APPROVED
    Since 2021-02-03

Branch Locations

3 Terry Dr. Ste, 201A, Newtown, PA 18940 • United States

649 N Lewis Rd., Ste. 200, Limerick, PA 19468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc Horsham PA 08/2014 02/2021
Penn Mutual Life Insurance Company Horsham PA 07/2010 02/2021
Cambridge Investment Research, Inc. Fairfield IA 02/2021 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2021 Present
  • 08/2014 → 02/2021
    Hornor, Townsend & Kent, Inc
    Horsham, PA
  • 07/2010 → 02/2021
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 02/2021 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2021 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) FIRST FINANCIAL GROUP, 11350 MCCORMICK RD, STE 202, HUNT VALLEY, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/04/17, INV REL, 10 HR/MO- 10/TRADING HR. 2) FORTIFY INSURANCE, 37 NORTH AVE, NORWALK, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/14/16, INV REL, 2 HR/YR- 2/TRADING HR. 3) PREMIER BROKERAGE SERVICES, INC, 604 HARPER AVE, JENKINTOWN, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/13/16, NIR, 3 HR/MO- 3/TRADING HR. 4) CRUMP INSURANCE SERVICES, 300 RED BROOK BLVD, STE 109, OWINGS MILL, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/11/17, INV REL, 2 HR/MO- 2/TRADING HR. 5) JS BENEFITS GROUP, 54 FRIENDS LN, NEWTOWN, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 01/14/15, INV REL, 1 HR/MO- 1/TRADING HR. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/03/21 7) ALLIED FINANCIAL ADVISORS, LLC, 3 Terry Drive, Suite 201A, Newtown PA 18940, 07/08/2021, W2 Employee, Paraplanning, NIR, 40 HR/MO, 160 HR/MO TRADING. 8) EDUCATORS FIRST FINANCIAL OF PA, 649 N Lewis Rd, Suite 200, Limerick PA 19468, 05/2025, Agent, DBA Name, INV REL, 4 HR/MO, 4 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-19
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S65 Uniform Investment Adviser Law Examination
    2015-03-19
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30
Designations
Other Names
  • Chris Lyman

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