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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-02-03 |
Branch Locations
3 Terry Dr. Ste, 201A, Newtown, PA 18940 • United States
649 N Lewis Rd., Ste. 200, Limerick, PA 19468 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent, Inc | Horsham | PA | 08/2014 | 02/2021 |
| Penn Mutual Life Insurance Company | Horsham | PA | 07/2010 | 02/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2021 | Present |
1) FIRST FINANCIAL GROUP, 11350 MCCORMICK RD, STE 202, HUNT VALLEY, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/04/17, INV REL, 10 HR/MO- 10/TRADING HR. 2) FORTIFY INSURANCE, 37 NORTH AVE, NORWALK, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/14/16, INV REL, 2 HR/YR- 2/TRADING HR. 3) PREMIER BROKERAGE SERVICES, INC, 604 HARPER AVE, JENKINTOWN, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/13/16, NIR, 3 HR/MO- 3/TRADING HR. 4) CRUMP INSURANCE SERVICES, 300 RED BROOK BLVD, STE 109, OWINGS MILL, MD, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/11/17, INV REL, 2 HR/MO- 2/TRADING HR. 5) JS BENEFITS GROUP, 54 FRIENDS LN, NEWTOWN, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 01/14/15, INV REL, 1 HR/MO- 1/TRADING HR. 6) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 02/03/21 7) ALLIED FINANCIAL ADVISORS, LLC, 3 Terry Drive, Suite 201A, Newtown PA 18940, 07/08/2021, W2 Employee, Paraplanning, NIR, 40 HR/MO, 160 HR/MO TRADING. 8) EDUCATORS FIRST FINANCIAL OF PA, 649 N Lewis Rd, Suite 200, Limerick PA 19468, 05/2025, Agent, DBA Name, INV REL, 4 HR/MO, 4 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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