Kirk Badii

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 08/2018
  Ubs Financial Services Inc.
  Los Angeles, CA
• 08/2018 → 08/2018
  Raymond James Financial Services, Inc.
  Torrance, CA
• 08/2018 → 08/2018
  Raymond James Financial Services, Inc.
  Torrance, CA
• 09/2018 → 01/2020
  Cantella & Co., Inc.
  Boston, MA
• 01/2020 → Present
  Independent Financial Group
  Irvine, CA

Previous Registrations

• 2018-09-05 → 2020-02-14
  Cantella & Co., Inc.
  Los Angeles, CA
  Malden, MA
  Los Angeles, CA
  Irvine, CA
• 2018-08-20 → 2018-09-04
  Raymond James Financial Services Advisors, Inc
  Torrance, CA
• 2012-05-30 → 2018-08-22
  Ubs Financial Services Inc.
  Los Angeles, CA
• 2011-09-06 → 2012-07-11
  Credit Suisse Securities (Usa) Llc
  Los Angeles, CA

Other Businesses

(1) BADII GROUP PRIVATE WEALTH MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2018 ADDRESS: 550 Reserve Street #250, Southlake TX 76092, United States DESCRIPTION: DBA used for marketing securities and advisory services. (2) BADII GROUP, LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/01/2018 ADDRESS: 550 Reserve Street #250, Southlake TX 76092, United States DESCRIPTION: DBA used for marketing securities and advisory services. MAVERICK RANCH HOLDINGS LLC POSITION: LLC used to purchase a property NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2024 ADDRESS: 2318 Cedar Elm Terrace, Westlake TX 76262, United States DESCRIPTION: I am submitting this for preapproval. I intend to establish an LLC named Maverick Ranch Holdings, which will be dedicated exclusively to purchasing a property within the Maverick Golf & Ranch Club. My objectives with this acquisition are to either sell the property in the future or develop it at a later stage. Ownership of Maverick Ranch Holdings, LLC, will be shared between my personal IRA and myself personally.

Exams

• S66 Uniform Combined State Law Examination
  2011-09-02