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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-01 |
| NJ | RA | APPROVED | 2022-08-30 |
Branch Locations
1100-1800 American Blvd Investment Solutions Group, Pennington, NJ 08534 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Delran | NJ | 07/2014 | 11/2016 |
| Wels Fargo Bank, Na | Delran | NJ | 07/2014 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Delran | NJ | 11/2016 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-25 |
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