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Anna G Newton

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ocean City, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-22
MD RA APPROVED 2011-05-25
  • TX RA
    APPROVED_RES
    Since 2016-02-22
  • MD RA
    APPROVED
    Since 2011-05-25

Branch Locations

11724 Ocean Gtwy, Ocean City, MD 21842 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. Ocean City MD 05/2011 Present
Bank Of America Na Ocean City MD 06/2011 Present
  • 05/2011 → Present
    Merrill Lynch Pierce, Fenner &Amp; Smith, Inc.
    Ocean City, MD
  • 06/2011 → Present
    Bank Of America Na
    Ocean City, MD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-07
  • S66 Uniform Combined State Law Examination
    2011-03-07
Other Names
  • Anna Gabrielle Giles
  • Anna G Giles

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Ocean City, MD
PNC WEALTH MANAGEMENT LLC · OCEAN CITY, MD
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