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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2020-01-30 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
117 S. Main St., El Dorado, KS 67042 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 09/2007 | 06/2018 |
| Lpl Financial Llc | El Dorado | KS | 06/2018 | Present |
| Iht Wealth Management Llc | Chicago | IL | 08/2019 | Present |
1. 6/7/2018 - Spencer Investment Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 4/13/2018 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%. 2. 6/13/2018 - IHT Wealth Management LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - ADMIN. - Start Date: 04/13/2018 - 160 Hours Per Month - Time Spent 100% - I provide administrative support to IHT Wealth Management LLC, an independent investment advisor firm. I started this business activity in 04/13/2018. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/16/2019 - SWW Advisers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/08/2019 - 0 Hours Per Month. 4. 5/20/2020 - Briny Deep Diving, LLC - Not Investment Related - Adventure Sports, 9121 W Central Ave, Wichita, KS 67212 - Other-Business Owner - Dive Master - Started 01/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading - Scuba Instruction. 5. 9/21/2020 - SW Advisers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 9/14/2020 - 0 Hours Per Month/0 Hours During Securities Trading. 6. 03/14/2022 - Ryan Weyrauch and Nola Weyrauch LLC - Investment Related - Englewood, FL 34223 - Real Estate Rental - Start Date: 12/01/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 7. 03/31/2022 - IHT Wealth Management, LLC - DBA: Retirement Planning for Life LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 03/21/2022 - 40 Hours Per Month/40 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-21 |
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