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James Richard Bowler

Colsara National Wealth Management LLC

San Diego, CA

CRD 5828620

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Employer firm

Colsara National Wealth Management LLC CRD 305167

$31.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Colsara National Wealth Management Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-01
TX RA APPROVED_RES 2020-05-14
CA RA APPROVED 2020-02-07
  • NY RA
    APPROVED
    Since 2021-03-01
  • TX RA
    APPROVED_RES
    Since 2020-05-14
  • CA RA
    APPROVED
    Since 2020-02-07

Branch Locations

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc White Plains NY 08/2013 11/2016
Wells Fargo Clearing Services, Llc White Plains NY 11/2016 08/2019
Colsara National Wealth Management Llc Pleasantville NY 08/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-25
  • S66 Uniform Combined State Law Examination
    2013-10-25

View on SEC IAPD

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