Wallace William Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → 05/2017
  Bmo Harris Bank
  Chicago, IL
• 05/2017 → 10/2017
  Bmo Harris Financial Advisors
  Chicago, IL
• 10/2017 → 03/2021
  Bmo Harris Financial Adviors
  Chicago, IL
• 03/2021 → Present
  Lpl Financial Llc
  Chicago, IL

Previous Registrations

• 2018-06-06 → 2021-03-24
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL

Other Businesses

1) 03/24/2021 - DBA For LPL Business (entity for LPL Business) - BMO Investment Services - Investment Related - Chicago, IL 2) 12/3/2008 - Non-Profit Board Member - METROPOLITAN FAMILY SERVICES - Not Investment Related - Chicago, IL 3) 08/28/2019 - For-Profit Board Member - STOKER OSTLER WEALTH ADVISORS INC - Not Investment Related - Chicago, IL 4) 09/01/2017 - Non-Profit Board Member - ST. IGNATIUS COLLEGE PREP SCHOOL - Not Investment Related - Chicago, IL 5) 03/06/2018 - Non-Profit Board Member - BANK INSURANCE AND SECURITIES ASSOCIATION - Not Investment Related - Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2018-06-06

Other Names

• Wallace William Harris
• Wallace William Harris