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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-21
MN RA APPROVED 2024-10-24
FL RA APPROVED 2023-11-03
NJ RA APPROVED 2023-11-03
PA RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2025-10-21
  • MN RA
    APPROVED
    Since 2024-10-24
  • FL RA
    APPROVED
    Since 2023-11-03
  • NJ RA
    APPROVED
    Since 2023-11-03
  • PA RA
    APPROVED
    Since 2023-11-03

Branch Locations

1300 Route 73 Suite 110, Mount Laurel, NJ 08054 • United States

Strategic Financial

1300 Rte 73 Suite 110, Mount Laurel, NJ 08054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-01
FL RA APPROVED 2017-03-10
PA RA APPROVED 2017-02-10
NJ RA APPROVED 2016-12-14
  • TX RA
    APPROVED_RES
    Since 2021-04-01
  • FL RA
    APPROVED
    Since 2017-03-10
  • PA RA
    APPROVED
    Since 2017-02-10
  • NJ RA
    APPROVED
    Since 2016-12-14

Branch Locations

1300 Rte 73 Suite 110, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 05/2015 11/2023
Strategic Financial Advisors Corporation Marlton NJ 09/2016 Present
Strategic Financial Advisors Corporation Marlton NJ 02/2017 Present
Osaic Wealth, Inc. Mount Laurel NJ 11/2023 Present
  • 05/2015 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 09/2016 → Present
    Strategic Financial Advisors Corporation
    Marlton, NJ
  • 02/2017 → Present
    Strategic Financial Advisors Corporation
    Marlton, NJ
  • 11/2023 → Present
    Mount Laurel, NJ
Previous Registrations
  • 2016-06-16 → 2023-11-03
    Fsc Securities Corporation
    Mount Laurel, NJ
Other Businesses

1) ANDREW N. LEITHE POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/2017 ADDRESS: 1300 Rte 73, Suite 110, Mt Laurel NJ 08054, United States DESCRIPTION: Sales of life insurance, long term care, disability, & fixed annuity business 2) STRATEGIC FINANCIAL SERVICES CORPORATION POSITION: CEO and President NATURE: S-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2019 ADDRESS: 1300 Rte 73, Suite 110, Mt Laurel NJ 08054, United States DESCRIPTION: This entity provides office support, secretarial services, office space and related services which assist Andrew Leithe in the processing of financial products through Osaic Wealth Inc. All actual sales, purchases and financial transactions are performed by Andrew Leithe in accordance with the various securities and insurance licenses issued to him as a sole proprietor.. 3) STRATEGIC FINANCIAL ADVISORS CORPORATION POSITION: CEO and President NATURE: S-Corporation and registered investment advisor INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2019 ADDRESS: 1300 Rte 73, Suite 110, Mt Laurel NJ 08054, United States DESCRIPTION: Strategic Financial Advisors Corporation is a financial planning entity that charges a flat fee for financial planning. Therefore, we develop and monitor financial plans on an ongoing basis. 4) STRATEGIC FINANCIAL, LLC POSITION: CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2020 ADDRESS: 3 Bingham Hill Circle, Rusmon NJ 07760, United States DESCRIPTION: Review and execute office lease. 5) STRATEGIC FINANCIAL-DBA NAME POSITION: CEO NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/26/2022 ADDRESS: 1300 Route 73, Suite 110, MT. Laurel NJ 08054, United States DESCRIPTION: This is an OBA submission for a dba name Strategic Financial 6) RUMSON PTO POSITION: Co-Treasurer NATURE: I am the co-treasurer of the Rumson PTO. I have communicated to the president that I cannot have check writing authority. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/23/2025 ADDRESS: c/o Forrestdale School, 60 Forrest Ave, Rumson NJ 07760, United States DESCRIPTION: I am the co-treasurer of the Rumson PTO. I have communicated to the president that I cannot have check writing authority. 7) DREAM TEAM PH POSITION: CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 1300 Rte 73, Suite 110, Mt Laurel NJ 08054, United States DESCRIPTION: This entity will invest in public and private business entities and will negotiate the employment of family members.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-12-14
  • S63 Uniform Securities Agent State Law Examination
    2011-12-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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