Thomas H Risher

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 10/2022
  Wells Fargo Advisors Llc
  Hilton Head, SC
• 10/2022 → Present
  Rockefeller Financial Llc
  Hilton Head Island, SC

Previous Registrations

• 2010-10-05 → 2022-10-25
  Wells Fargo Clearing Services, Llc
  Hilton Head Island, SC

Other Businesses

RISHER FAMILY LIMITED PARTNERSHIP, A PARTNERSHIP; INVESTMENT RELATED; HILTON HEAD,SC; 49% OWNERSHIP; START DATE 02/12/2013; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; FAMILY PARTNERSHIP FOR INVESTMENTS. TRUSTEE OF DAUGHTER'S TRUST (1); INV. RELATED; HILTON HEAD ISLAND; SC; START DATE: 12/28/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE OF DAUGHTER'S TRUST (2); INV. RELATED; HILTON HEAD ISLAND; SC; START DATE: 12/28/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE OF DAUGHTER'S TRUST (3); INV. RELATED; HILTON HEAD ISLAND; SC; START DATE: 12/28/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. South Carolina Yacht Club; Non-investment-related; 10 Yacht Club Dr., Hilton Head Island, SC 29926. Passive advisory board member since 2017. I devote one hour per month and zero hours during trading hours. I also attend a quarterly meeting to listen to new issues and information regarding the entity.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-30

Other Names

• Thomas H Risher