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Clint Richard Urso

Atlantic Investments A Registered Investment Advisor, Inc

Los Angeles, CA

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Current Employers
Atlantic Investments A Registered Investment Advisor, Inc

2029 Century Park East Suite 400, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-09-13
  • CA RA
    APPROVED
    Since 2010-09-13

Branch Locations

2029 Century Park East Suite 400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atlantic Financial Services, Inc. Los Angeles CA 03/2009 Present
Atlantic Investments A Registered Investment Advisor, Inc. Los Angeles CA 04/2010 Present
Other Businesses

Atlantic Financial Services, Inc dba Atlantic Financial Insurance Services ; investment related; California; insurance sales and services; owner/insurance agent;started 03/2009; approximately 50 % of time.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-12
  • S65 Uniform Investment Adviser Law Examination
    2009-03-12

View on SEC IAPD

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WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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