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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-12-14 |
Branch Locations
100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States
Miami, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs International | Miami | FL | 08/2010 | Present |
The Organic Chicks / 31 SE 5th Street, Apt 1103 Miami,FL 33131 / Other/ Food, Beverages & Tobacco / Make and sell organic granola to friends and family. / Proprietor / owner / / Make and sell organic granola to friends and family. / Start Date 1/28/2019 /Informal partnership. Selling organic granola to friends and family. / Mysteacal LLC , Miami FL United States , www.mysteacal.com ,Sole proprietorship , Food, Beverages & Tobacco , Herbal teas, Proprietor / owner , I'm the sole of the herbal tea company ,Start date 5/13/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-09 |
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