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Charles Cowart

Wells Fargo Clearing Services, LLC

Birmingham, AL

Montgomery, AL

Prattville, AL

Dothan, AL

Ozark, AL

Roanoke, AL

Alexander City, AL

Anniston, AL

Sylacauga, AL

Montgomery, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2017-10-13
  • AL RA
    APPROVED
    Since 2017-10-13

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

7690 Vaughn Rd, Montgomery, AL 36116 • United States

2783 Legends Pkwy, Prattville, AL 36066 • United States

1943 Reeves St, Dothan, AL 36303 • United States

293 Andrews Ave, Ozark, AL 36360 • United States

607 Main St, Roanoke, AL 36274 • United States

4316 Highway 280, Alexander City, AL 35010 • United States

1000 Quintard Ave, Anniston, AL 36201 • United States

911 W Fort Williams St, Sylacauga, AL 35150 • United States

2660 Eastchase Ln Ste 301, Montgomery, AL 36117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Prattville AL 03/2015 10/2017
Wells Fargo Clearing Services, Llc Montgomery AL 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01
Other Names
  • Chas Cowart
  • Charles Cowart
  • Charles Cowart Jr

View on SEC IAPD

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