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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-08-30 |
| CA | RA | APPROVED | 2010-12-06 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
Santa Rosa Valley, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lopker Inc. | Santa Rosa Valley | CA | 09/2001 | Present |
| Wells Fargo Advisors Llc | Westlake Village | CA | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 11/2016 | Present |
LILLY & LOPKER LLC, INVESTMENT RELATED, BIG SKY, CA, 25% OWNER, START 11/2002, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: INVESTOR. DOUBLE L CONSTRUCTION INC, NOT INVESTMENT RELATED, BIG SKY, MT, 25% OWNER, START 1/2006, 0 HOURS PER MONTH, NO DUTIES. LOPKER, INC., NOT INVESTMENT RELATED, 100% OWNERSHIP WITH SPOUSE, START 10/1/2001, 1 HOUR PER MONTH, ZERO DURING TRADING, HOLDING COMPANY FOR RE VENTURE AND EQUINE BUSINESS. CASCADE RIDGE COMM ASSOC, NOT INV RELATED, BIG SKY, MT, DIRECTOR/PRESIDENT, START 12/2006, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: KEEP QUICKBOOKS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-01 |
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