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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-07-23 |
| NV | RA | APPROVED | 2026-05-05 |
| DC | RA | APPROVED | 2026-04-13 |
| WA | RA | APPROVED | 2026-03-12 |
| WI | RA | APPROVED | 2026-02-16 |
| CO | RA | APPROVED | 2025-02-24 |
| IL | RA | APPROVED | 2024-06-13 |
| CT | RA | APPROVED | 2024-03-21 |
| FL | RA | APPROVED | 2023-08-09 |
| PA | RA | APPROVED | 2023-08-08 |
| VA | RA | APPROVED | 2023-08-08 |
| CA | RA | APPROVED | 2023-05-12 |
| TX | RA | APPROVED | 2023-05-12 |
| NJ | RA | APPROVED | 2023-05-11 |
| NY | RA | APPROVED | 2023-05-11 |
Branch Locations
25B Vreeland Road Suite 300, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities Llc | New York | NY | 03/2015 | 03/2023 |
| Park Avenue Securities Llc | Roseland | NJ | 04/2023 | 01/2025 |
| The Guardian Life Insurance Company | New York | NY | 06/2015 | 03/2023 |
| Guardian Life Insurance Company | Roseland | NJ | 01/2023 | 01/2025 |
| Guardian Life Insurance Company | Florham Park | NJ | 01/2025 | Present |
| Park Avenue Securities | Florham Park | NJ | 01/2025 | Present |
1) Selling insurance production outside of Guardian, Start date: 07/09/2024, Address: 103 Eisenhower Pkwy, Suite 308 Roseland, NJ 07068, 120 total hours per month: 120 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-11 |
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