Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-08-07 |
| TX | RA | APPROVED | 2023-08-07 |
Branch Locations
4350 Congress Street Floor 01, Charlotte, NC 28209 • United States
4000 Center At Northhills St., Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co | New York | NY | 07/2014 | 06/2018 |
| Jpmorgan Chase Bank, N.A. | Raleigh | NC | 07/2018 | Present |
| J.P. Morgan Securities Llc | Raleigh | NC | 07/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-07 |
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-29 |
Reach out to this advisor