Best Investors Account Sign in
Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-02-14
  • CA RA
    APPROVED
    Since 2017-02-14

Branch Locations

55 N. Third St. #200, Campbell, CA 95008 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
None West Covina CA 04/2009 Present
Osaic Wealth, Inc. Campbell CA 07/2010 Present
Nwf Advisory Group Investment Los Angeles CA 04/2016 Present
  • 04/2009 → Present
    None
    West Covina, CA
  • 07/2010 → Present
    Osaic Wealth, Inc.
    Campbell, CA
  • 04/2016 → Present
    Nwf Advisory Group Investment
    Los Angeles, CA
Previous Registrations
  • 2010-09-23 → 2017-04-18
    Whjr Associates
    Campbell, CA
Other Businesses

1. P&S PROPERTIES POSITION: OWNER NATURE: THE NATURE OF THIS BUSINESS IS THE RENTAL OF AN INVESTMENT PROPERTY (PERSONAL PROPERTY RENTAL).THE BUSINESS STRUCTURE IS A SOLE PROPRIETORSHIP. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 2 START DATE: 08/01/2014 ADDRESS: 324 3RD AVE., SAN FRANCISCO CA 94118 DESCRIPTION: I ENSURE THE MORTGAGE AND HOA DUES ARE PAID ON TIME. I USE A PROPERTY MANAGEMENT FIRM TO HANDLE ALL DAY-TO-DAY MANAGEMENT OF THE PROPERTY, INCLUDING BUT NOT LIMITED TOFINDING TENNANTS, LEASING, MAINTENANCE, ETC. 2. ARTISANCAP DBA POSITION: Financial Professional NATURE: Artisancap is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2025 ADDRESS: 6367 Meadowridge Dr., Santa Rosa CA 95409, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisancap 3. ANDREW G. STEWART POSITION: Statutory Agent - NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/16/2011 ADDRESS: 324 3rd Ave., San Francisco, CA 94118, United States DESCRIPTION: I advise clients about using insurance products to protect against risk. 4. NWF ADVISORY GROUP POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 04/01/2017 ADDRESS: 324 3rd Ave., San Francisco, CA 94118, United States DESCRIPTION: Solicit new clients, analyze existing investments, recommend new investments based on client goals and suitability.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-21
  • S66 Uniform Combined State Law Examination
    2010-09-21

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Campbell, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor