Niza Hang Oun-Nguyen

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 12/2020
  Bny Mellon Wealth Management
  Newport Beach, CA
• 12/2020 → 12/2021
  Adviceperiod
  Los Angeles, CA
• 01/2022 → Present
  Mariner Wealth Advisors
  Irvine, CA

Previous Registrations

• 2021-01-05 → 2022-03-30
  Adviceperiod, Llc
  Los Angeles, CA

Other Businesses

1) Camb From Nothing; Not investment related; 15333 Culver Drive #340-2121, Irvine, CA 92604; Online community and retail commerce business; Founder/Owner; Started 1/15/2021; 10 hours per month; 0 hours during trading hours; Writing blogs and building an online community for Cambodians to share their stories. Also sell Cambodian inspired merchandise. 2) Youniversal Energy; Not investment related; 15333 Culver Drive #340-2121, Irvine, CA 92604; Meditation & Wellness ecommerce business; started 1/15/2021; 10 hours per month; 0 hours during trading hours; Writing blogs and building an online community related to health & wellness. Also selling health & wellness merchandise 3) Aspire to Bee; Not investment related; 214 Santa Maria, Irvine, CA 92606;Aspire to Bee which aims to introduce preschool and grade school children to a variety of different careers from A to Z through fun educational Youtube videos, blog, and book; started 04/27/2021; 1-2 hours per month; 0 hours during trading hours; Supervise own children as they are filming their Youtube videos once a month. She also wrote the Aspire to Bee book for young children. 4) Diversity Fashion World 5) Aritizara; not investment-related; Partner; retail, e-commerce; started 11/2019; 3 hrs/month; 0 hrs during securities trading hrs; duties: social media and marketing 6) Females for Football; not investment related, Irvine/Rancho Santa Margarita, CA, Chief Operating Officer, Start Date: 1/5/2024, 3 hours per month, 0 hours during trading hours. Manage website, coordinate events, and write blogs. 7) Orange County's United Way, Investment Related: N, Irvine, CA, improve Orange County with solutions to complex issues, Board Member, 7/1/2024, 3 hours per month, 1 hours during trading hours, participate in finance committee and provide mentorship. 8) UCI Planned Giving, Investment Related: N, Newport Beach, CA and Irvine, CA, Council Member, 6/3/2024, 1 hours per month, 1 hours during trading hours, provide direction to the Office of Planned giving as part of the council.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-30

Other Names

• Niza Hang Oun
• Niza Oun