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Steven Brian Resler

Sequoia Financial Group, L.L.C.

Winter Springs, FL

Tampa, FL

Akron, OH

CRD 5097953

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Employer firm

Sequoia Financial Group, L.l.c. CRD 117756

$32.2B regulatory AUM 100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Sequoia Financial Group, L.L.C.

3500 Embassy Parkway, Akron, OH 44333 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-11
FL RA APPROVED 2023-02-13
  • TX RA
    APPROVED
    Since 2023-10-11
  • FL RA
    APPROVED
    Since 2023-02-13

Branch Locations

Winter Springs, FL • United States

1410 N. Westshore Blvd., Suite 410, Tampa, FL 33607 • United States

3500 Embassy Parkway, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hallmark Capital Management Wayne NJ 01/2016 12/2018
Hallmark Capital Management Wayne NJ 12/2018 01/2023
Sequoia Financial Group, Llc Tampa FL 01/2023 03/2025
Sequoia Financial Group, Llc Tampa FL 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-16
  • S66 Uniform Combined State Law Examination
    2006-06-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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