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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-14 |
Branch Locations
1233 West Loop South Suite 1100, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delta Equity Services Corporation | Bolton | MA | 07/2012 | 06/2024 |
| Delta Global Asset Management | Bolton | MA | 07/2012 | 06/2024 |
| The Prudential Insurance Company Of America | Houston | TX | 06/2024 | Present |
| Pruco Securities, Llc | Houston | TX | 06/2024 | 11/2024 |
| Lpl Enterprise, Llc | Houston | TX | 11/2024 | Present |
1) 09/25/2024 - Rotary District 5930 - Chair of the District 5930 Advisory Committee - The committee provides advise to the Rotary District Governor, if needed - Non-profit volunteer (not on board) - Non Inv Related - At HOUSTON, TX - Start Date 07/01/2024 - 1hrs/mth - 0hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-20 |
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