Alexander James Nierling

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Rbc Capital Markets, Llc
  Dallas, TX

Previous Registrations

• 2010-10-08 → 2012-10-19
  Morgan Stanley
  Dallas, TX

Other Businesses

VAQUERO MOTORS; ADDRESS: 945 EAST JEFFERSON BOULEVARD DALLAS, TX 75203; BUSINESS DESCRIPTION: CAR DEALERSHIP; NOT INVESTMENT RELATED; START DATE: 05/01/2008; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams

• S66 Uniform Combined State Law Examination
  2010-10-07

Other Names

• Alex James Nierling