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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-10-04
  • TX RA
    APPROVED
    Since 2012-10-04

Branch Locations

100 Crescent Court Suite 1500, Dallas, TX 75201-1871 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Dallas TX 10/2012 Present
Previous Registrations
Other Businesses

VAQUERO MOTORS; ADDRESS: 945 EAST JEFFERSON BOULEVARD DALLAS, TX 75203; BUSINESS DESCRIPTION: CAR DEALERSHIP; NOT INVESTMENT RELATED; START DATE: 05/01/2008; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-07
  • S66 Uniform Combined State Law Examination
    2010-10-07
Other Names
  • Alex James Nierling

View on SEC IAPD

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