Derek Christopher Fiorenza

Employer firm

Summit Group Retirement Planners, Inc. CRD 169823

$302M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  The Summit Group Associates, Inc.
  King Of Prussia, PA
• 12/2013 → Present
  Lpl Financial, Llc
  Exton, PA
• 11/2013 → Present
  Summit Group Retirement Planners, Inc.
  Exton, PA

Previous Registrations

• 2012-09-11 → 2013-12-12
  Kestra Investment Services, Llc
  King Of Prussia, PA

Other Businesses

1.12/10/2013; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Summit Group Associates, Inc. /; Investment Related; at Reported Business Location(s); Start Date 12/10/2013; hrs/mth; hrs during trading 2.12/10/2013; Infinity Benefits Group, Inc.; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/10/2013; hrs/mth; hrs during trading 3.12/19/2013; Summit Group Retirement Planners, Inc.; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 12/10/2013; hrs/mth; hrs during trading; 4.06/28/2019; Skye Dove Enterprises, LLC; Real Estate Rental; Investment Related; Exton,PA; Start Date 06/28/2019; 10hrs/mth; 0hrs during trading 5.04/29/2020; JD Enterprises, LLC. (TBD); Real Estate Rental; Investment Related; ; Start Date 06/12/2019; 40hrs/mth; 0hrs during trading 6.03/30/2022; Home Smart Realty; Mortgage/Real Estate Services; Investment Related; ; Start Date 03/29/2022; 20hrs/mth; 0hrs during trading 7.04/22/2022; Sky Hart Enterprises, LLC.; Other - Productions; Not Investment Related; at Reported Business Location(s); Start Date 03/23/2022; 10hrs/mth; 0hrs during trading 8.02/24/2026; W2; Teacher Paid by School or University; Not Investment Related; at Reported Business Location(s); Start Date 02/20/2026; 10hrs/mth; 0hrs during trading 9.05/27/2026; LADF Enterprises, LLC.; Real Estate Rental; Investment Related; Exton,PA; Start Date 02/20/2026; 5hrs/mth; 0hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-07-28
• S63 Uniform Securities Agent State Law Examination
  2012-04-24

Other Names

• Derek Christopher Fiorenza
• Derek Christopher Fiorenza, Aif, Ppc