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Jennifer Lee

Wells Fargo Clearing Services, LLC

Los Angeles, CA

El Segundo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

6301 Wilshire Blvd, Los Angeles, CA 90048 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mirae Asset Wealth Management (Usa) Inc. New York NY 10/2015 10/2018
Jp Morgan Securities, Llc Los Angeles CA 10/2018 04/2023
Citigroup Los Angeles CA 06/2023 01/2025
Wells Fargo Clearing Services, Llc El Segundo CA 01/2025 Present
Previous Registrations
  • 2023-06-27 → 2025-01-08
    Citigroup Global Markets Inc.
    New York, NY
    Los Angeles, CA
    San Antonio, TX
    Newbury Park, CA
    Los Angeles, CA
  • 2018-11-14 → 2023-06-21
    J.P. Morgan Securities Llc
    Los Angeles, CA
    Los Angeles, CA
  • 2015-10-05 → 2018-10-30
    Mirae Asset Wealth Management (Usa) Inc.
    Los Angeles, CA
    New York, NY
  • 2012-03-08 → 2015-10-01
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Los Angeles, CA
    New York, NY
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Beverly Hills, CA
    Los Angeles, CA
    Los Angeles, CA
  • 2011-11-23 → 2012-02-22
    Chase Investment Services Corp.
    Los Angeles, CA
  • 2010-12-06 → 2011-06-02
    Equitable Advisors, Llc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-05
  • S66 Uniform Combined State Law Examination
    2010-12-05
Other Names
  • Jennifer Kyong-Un Lee
  • Jennifer Un Lee
  • Jennifer Lee

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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