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Na Ren

Wells Fargo Clearing Services, LLC

Pasadena, CA

Chino Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-01
  • CA RA
    APPROVED
    Since 2022-07-01

Branch Locations

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

3289 Grand Ave, Chino Hills, CA 91709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank N. A. Diamond Bar CA 09/2009 Present
Wells Fargo Clearing Services, Llc Diamond Bar CA 06/2022 Present
Wells Fargo Clearing Services, Llc Chino Hills CA 01/2011 01/2022
Previous Registrations
Other Businesses

RIVERSHIDE COUNTY IHSS; NOT INV RELATED; RIVERRSIDE, CA; CAREGIVER; 10/2024; 90 HOURS PER MONTH; 0 DURING TRADING; CARING FOR ELDERLY PARENTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-30
S63 Uniform Securities Agent State Law Examination 2010-09-08
  • S65 Uniform Investment Adviser Law Examination
    2020-11-30
  • S63 Uniform Securities Agent State Law Examination
    2010-09-08

View on SEC IAPD

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