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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-27 |
| MO | RA | APPROVED | 2013-11-14 |
Branch Locations
801 W. High St, Ste 202, Jefferson City, MO 65101 • United States
Branson, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Jefferson City | MO | 11/2013 | Present |
1. 11/12/2013 - No Business Name - Investment Related - Holts Summit, MO - REAL ESTATE RENTAL - Time Spent 3% - Owner - Landlord. 2. 11/12/2013 - MERIDIAN FINANCIAL STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 07/25/2019 - "Life's a Journey" RV - Not investment related - 932 First Capitol Dr. St. Charles, MO 63301 - RV Sales - start date:03/25/2019 - 40 hrs/mo - 8 hrs during trading - Buy and sell an occasional RV. 4. 1/18/2022 - No Business Name - Investment Related - Home Based & Holts Summit, MO 65043 - Real Estate Rental - Started 01/03/2022 - 3 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-11 |
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