Jin Soo Kim

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 09/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 09/2018 → 11/2019
  The Private Bank At Bank Of America
  Charlotte, NC
• 11/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC

Previous Registrations

• 2010-12-10 → 2019-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
  Charlotte, NC
  Raleigh, NC
  Charlotte, NC
  New York, NY
  New York, NY

Other Businesses

I*108514 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FINANCIAL INDUSTRY REGULATORY AUTHORITY INVESTMENT RELATED: N ADDRESS OF BUSINESS: WASHINGTON, DISTRICT OF COLUMBIA 20006 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 9/7/2017 NUMBER OF HOURS DEVOTED: 6 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 6 DUTIES: FINRA ARBITRATOR TO SERVE AS A DECISION MAKER, WEIGHING THE FACTS OF EACH CASE PRESENTED.

Exams

• S66 Uniform Combined State Law Examination
  2010-12-04

Other Names

• Jin Soo Kim
• Jin Kim