Alexander Amir Torshizi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 04/2024
  Wells Fargo Bank Na
  Santa Clara, CA
• 08/2014 → 11/2016
  Wells Fargo Advisors Llc
  San Jose, CA
• 11/2016 → 04/2024
  Wells Fargo Clearing Services, Llc
  Santa Clara, CA
• 04/2024 → Present
  Bmo Harris Bank
  Daly City, CA
• 05/2024 → Present
  Lpl Financial
  Daly City, CA

Previous Registrations

• 2020-12-01 → 2024-04-18
  Wells Fargo Clearing Services, Llc
  San Jose, CA
  San Jose, CA
  Santa Clara, CA
  San Jose, CA
  San Jose, CA
  Santa Clara, CA
  San Jose, CA

Other Businesses

1)04/10/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)04/10/2024 - BMO - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 04/2024 - 160 Hr/Mth 3)04/10/2024 - Notary - State of CA - Inv Rel - Start: 04/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-01
• S63 Uniform Securities Agent State Law Examination
  2010-12-10