Kimberly Dawn Cooke

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-07-15
FL	RA	APPROVED	2014-02-04

TX RA
APPROVED

Since 2014-07-15
FL RA
APPROVED

Since 2014-02-04

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

9000 Southside Blvd, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	10/2009	Present

10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

I*2817298Entity Type: CharitableName of OBA: Mandarin United Methodist ChurchAddress:Jacksonville FloridaInvestment Related:NoPosition, Title, Association:CommitteeStart Date:01/01/2026No Hours: 10 MonthlyNo Hours during trading:0Duties:In this role, I would be required to attend meetings for Church Council, Finance Committee, Staff Parish Relations Committee, Trustees, Nominations/Leadership Committee.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-02-01
S63	Uniform Securities Agent State Law Examination	2009-08-19

S65 Uniform Investment Adviser Law Examination

2014-02-01
S63 Uniform Securities Agent State Law Examination

2009-08-19

Other Names

Kimberly D Holland
Kimberly D Cooke

View on SEC IAPD